Compliance Learning

Conflicts of Interest

Conflicts of interest happen when personal interests of an employee conflict with the professional interests of a business. Help your organisation create a positive work culture, avoid serious reputational and financial risk with Compliance Learning courses.

Conflicts of Interest Compliance Learning


Conflicts of Interest - Overview

We often encounter situations that present actual, potential or perceived conflicts of interest. Why do we need to manage conflicts of interest? To avoid risky business, to prevent loss of business, goodwill, trust and lawsuits/enforcement actions. This course has been specifically created for financial services firms for a targeted and enhanced learning experience.

Key Course Information 

A seamless learning journey allows your team to explore the key aspects of Conflicts of Interest, specifically created for financial services firms for a targeted and enhanced learning experience.

Suits your schedule

Ability to stop, pause and resume where you left off

Enhanced learning

Interactive, gamified and mobile-ready courses improve user experience and knowledge retention.


Courses include in-line quizzes and post-assessments to enable analytical reports and audit trails.


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Course accessibility

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Course Details:

Conflicts of Interest

This course establishes what a conflict of interest is and puts you in decision-making scenarios to identify conflicts of interest whilst also providing you with key regulatory information for your regions. The course includes examples specifically tailored to financial services firms for a targeted and enhanced learning experience.

User Experience

Our courses are interactive, fun and provides a AI-enhanced learning experience that is accessible and engaging.

Learning Objectives

  • Identify situations that can potentially be conflicts of interest
  • Take steps to address actual or potential conflicts of interest
  • Identify and manage scenarios to avoid conflicts of interest
  • Know the regulatory frameworks that exit for your region 

Real Life Examples

You will encounter examples of real world Conflicts of Interest. We have provided frameworks for your region so you understand what regulators look for in the event of a breach.

Explore key regulatory compliance themes

Anti-money laundering

Code of conduct

Data privacy, IT & cyber security

Anti-bribery & corruption

Conflicts of interest

Course catalogue

Download our popular online course catalogue including Anti-Money Laundering, Anti-Corruption, Conduct Risk, Information Security and Cyber Risk plus many more

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